SEC Form 4 · accession 0001209191-16-115288
PPG INDUSTRIES INC · PPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Berges
Director
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000079879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2016 | M | 1,092 | $0.00 | A | 11,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 20, 2016 | M | 1,092 | D | — | — | Common Stock | 1,092 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | Apr 21, 2016 | A | 1,214 | A | — | — | Common Stock | 1,214 | 1,214 | D |
Explanation of responses
- F1Upon the vesting of restricted stock units on April 20, 2016, which were granted to the reporting person on April 16, 2015, the reporting person is reporting the acquisition of 1,092 shares of common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of PPG Common Stock.
- F3The restricted stock units vest on April 19, 2017.