SEC Form 4 · accession 0001209191-15-082717
PPG INDUSTRIES INC · PPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H McGarry
Officer — President & CEO · Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 7:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000079879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2015 | G | 142 | $0.00 | D | 79,272 | D | |
| Common Stock | Nov 9, 2015 | G | 100 | $0.00 | D | 79,172 | D | |
| Common StockF2 | holding | — | — | — | 13,890 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F3,F4 | — | Nov 30, 2015 | A | 35 | A | — | — | Common Stock | 35 | 1,327 | D |
Explanation of responses
- F1This total reflects the Company's two-for-one stock split of its common stock on June 12, 2015, effected in the form of a 100% stock dividend.
- F2Total amount of shares held for the reporting person in the reporting person's account in the PPG Industries Employee Savings Plan as of November 30, 2015.
- F3The security converts to common stock on a one-for-one basis.
- F4After termination of employment with PPG.
- F5Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan.