SEC Form 4 · accession 0001539160-15-000030
ODYSSEY MARINE EXPLORATION INC · OMEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Nudi
Officer — Treasurer/PAO
Period of report
Dec 21, 2015
Accepted (ET)
Dec 22, 2015 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2015 | A | 12,834 | $0.00 | A | 133,645 | D | |
| Common Stock | Dec 21, 2015 | F | 3,394 | $0.31 | D | 130,251 | D | |
| Common Stock | Dec 21, 2015 | A | 10,800 | $0.00 | A | 141,051 | D | |
| Common Stock | Dec 21, 2015 | F | 2,856 | $0.31 | D | 138,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 21, 2015 | M | 12,834 | D | — | Dec 20, 2016 | Common Stock | 12,834 | 12,833 | D |
| Restricted Stock UnitF1,F3 | — | Dec 21, 2015 | M | 10,800 | D | — | Dec 20, 2017 | Common Stock | 10,800 | 21,600 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock
- F2Restricted Stock Units vest in three equal annual installments on December 20, 2014, 2015, 2016
- F3Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016 and 2017