SEC Form 4 · accession 0001539160-15-000020
ODYSSEY MARINE EXPLORATION INC · OMEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip S Devine
Officer — CFO
Period of report
Sep 16, 2015
Accepted (ET)
Sep 16, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2015 | F | 6,612 | $0.39 | D | 66,968 | D | |
| Common Stock | Sep 16, 2015 | A | 25,000 | $0.00 | A | 91,968 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Sep 16, 2015 | M | 25,000 | D | — | Sep 16, 2015 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.
- F2Restricted Stock Units vest in two equal annual installments on 9/16/14 and 9/16/15.