SEC Form 4 · accession 0001539160-15-000019
ODYSSEY MARINE EXPLORATION INC · OMEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melinda Joy MacConnel
Officer — EVP, Sec. & General Counsel
Period of report
Jun 30, 2015
Accepted (ET)
Jun 30, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2015 | A | 27,500 | $0.00 | A | 149,512 | D | |
| Common Stock | Jun 30, 2015 | F | 8,979 | $0.47 | D | 140,533 | D | |
| Common Stock | Jun 30, 2015 | A | 40,500 | $0.00 | A | 181,033 | D | |
| Common Stock | Jun 30, 2015 | F | 13,223 | $0.47 | D | 167,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Jun 30, 2015 | M | 27,500 | D | — | Jun 30, 2015 | Common Stock | 27,500 | 0 | D |
| Restricted Stock Unit (RSU)F1,F2 | — | Jun 30, 2015 | M | 40,500 | D | — | Jun 30, 2015 | Common Stock | 40,500 | 0 | D |
Explanation of responses
- F1RSU represents a contingent right to receive one share of OMEX common stock.
- F2RSU vests fully on June 30, 2015.