SEC Form 4 · accession 0001539160-15-000004
ODYSSEY MARINE EXPLORATION INC · OMEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford B Baker
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798528
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSU)F1,F2 | — | Jan 2, 2015 | A | 29,643 | A | — | — | Common Stock | 29,643 | 29,643 | D |
| Stock Option (Right to Buy)F3 | $1.04 | Jan 2, 2015 | A | 15,000 | A | — | Dec 31, 2024 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1RSU represent a contingent right to receive one share of OMEX common Stock
- F2RSU vest upon approval of the 2015 Stock Incentive Plan by Stockholders.
- F3Stock Options vest on December 31, 2015.