SEC Form 4 · accession 0001263279-17-000022
ODYSSEY MARINE EXPLORATION INC · OMEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Gordon
Officer — CEO and President · Director
Period of report
Dec 20, 2017
Accepted (ET)
Dec 22, 2017 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2017 | A | 47,544 | $0.00 | A | 117,087 | D | |
| Common Stock | Dec 20, 2017 | F | 13,003 | $3.85 | D | 104,084 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Dec 20, 2017 | M | 3,825 | D | — | Dec 20, 2017 | Common stock | 3,825 | 0 | D |
| Restricted Stock Unit (RSU)F1,F3 | — | Dec 20, 2017 | M | 43,719 | D | — | Dec 20, 2018 | Common stock | 43,719 | 43,720 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.
- F2Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016 and 2017.
- F3Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017 and 2018.