SEC Form 4 · accession 0001263279-17-000003
ODYSSEY MARINE EXPLORATION INC · OMEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon D Sawyer
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | A | 1,841 | $0.00 | A | 16,968 | D | |
| Common Stock | holding | — | — | — | 10,455 | I | By Ltd. Partnership | |
| Common Stock | holding | — | — | — | 417 | I | by Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $3.42 | Dec 30, 2016 | A | 1,405 | A | Dec 30, 2016 | Dec 30, 2026 | Common Stock | 1,405 | 1,405 | D |
Explanation of responses
- F1On December 30, 2016, the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.
- F2Each Stock Option represents a contingent right to receive one share of OMEX common stock.
- F3On December 30, 2016, the Reporting Person was granted Stock Options under the Issuer's 2015 Stock Incentive Plan which vested immediately.