SEC Form 4 · accession 0001263279-17-000001
ODYSSEY MARINE EXPLORATION INC · OMEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Abbott
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | A | 1,473 | $0.00 | A | 9,514 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $3.42 | Dec 30, 2016 | A | 1,686 | A | Dec 30, 2016 | Dec 30, 2016 | Common Stock | 1,686 | 1,686 | D |
Explanation of responses
- F1On December 30, 2016, the Reporting Person was granted Restricted Stock Units under the Issuer's 2015 Stock Incentive Plan which vested immediately.
- F2Each Stock Option represents a contingent right to receive one share of OMEX common stock.
- F3On December 30, 2016, the Reporting Person was granted Stock Options under the Issuer's 2015 Stock Incentive Plan which vested immediately.