SEC Form 4 · accession 0000899243-18-031581
ODYSSEY MARINE EXPLORATION INC · OMEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Nudi
Officer — CFO/Treasurer
Period of report
Dec 20, 2018
Accepted (ET)
Dec 21, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2018 | A | 16,369 | $0.00 | A | 54,553 | D | |
| Common Stock | Dec 20, 2018 | F | 6,441 | $3.81 | D | 48,112 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Dec 20, 2018 | M | 16,369 | D | — | Dec 20, 2018 | Common Stock | 16,369 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock.
- F2Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017 and 2018.