SEC Form 4 · accession 0001209191-19-012711
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery W Yabuki
Officer — President and CEO · Director
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2019 | A | 32,457 | $0.00 | A | 473,603 | D | |
| Common StockF2 | holding | — | — | — | 350,350 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $84.73 | Feb 20, 2019 | A | 290,187 | A | Feb 20, 2020 | Feb 20, 2029 | Common Stock | 290,187 | 290,187 | D |
Explanation of responses
- F1One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date.
- F2By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
- F3One-third of these options vest on each anniversary of the grant date.