SEC Form 4 · accession 0001209191-19-012186
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery W Yabuki
Officer — President and CEO · Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2019 | F | 8,689 | $85.62 | D | 441,112 | D | |
| Common StockF2 | Feb 19, 2019 | A | 94,405 | $0.00 | A | 535,517 | D | |
| Common StockF3 | Feb 19, 2019 | F | 44,371 | $85.62 | D | 491,146 | D | |
| Common StockF4,F5 | Feb 20, 2019 | S | 50,000 | $84.85 | D | 441,146 | D | |
| Common StockF6 | holding | — | — | — | 350,350 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.
- F2Reflects shares of common stock issued to the reporting person pursuant to performance share units granted on February 19, 2016 for which the performance conditions to vesting were determined to be satisfied as of February 19, 2019.
- F3Reflects payment of tax liability by withholding securities incident to vesting of performance share units.
- F4This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
- F5This transaction was executed in multiple trades at prices ranging from $84.48 to $85.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.