SEC Form 4 · accession 0001209191-19-004568
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery W Yabuki
Officer — President and CEO · Director
Period of report
Jan 16, 2019
Accepted (ET)
Jan 18, 2019 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 16, 2019 | S | 3,900 | $69.24 | D | 273,314 | D | |
| Common StockF1,F3 | Jan 16, 2019 | S | 10,500 | $70.11 | D | 262,814 | D | |
| Common StockF1,F4 | Jan 16, 2019 | S | 9,723 | $71.29 | D | 253,091 | D | |
| Common StockF1,F5 | Jan 16, 2019 | S | 25,877 | $71.91 | D | 227,214 | D | |
| Common StockF6 | holding | — | — | — | 350,350 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
- F2This transaction was executed in multiple trades at prices ranging from $68.56 to $69.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $69.62 to $70.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $70.64 to $71.555. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $71.56 to $72.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.