SEC Form 4 · accession 0001209191-18-059952
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery W Yabuki
Officer — President and CEO · Director
Period of report
Nov 21, 2018
Accepted (ET)
Nov 26, 2018 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 21, 2018 | S | 19,979 | $76.70 | D | 471,157 | D | |
| Common StockF1,F3 | Nov 21, 2018 | S | 30,021 | $77.10 | D | 441,136 | D | |
| Common Stock | Nov 26, 2018 | G | 113,922 | $0.00 | D | 327,214 | D | |
| Common StockF4 | Nov 26, 2018 | G | 113,922 | $0.00 | A | 350,350 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
- F2This transaction was executed in multiple trades at prices ranging from $76.05 to $76.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $76.98 to $77.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.