SEC Form 4 · accession 0001209191-18-012067
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denis Oleary
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | M | 7,658 | $20.68 | A | 29,967 | D | |
| Common StockF1 | Feb 16, 2018 | S | 12,160 | $142.64 | D | 17,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $20.68 | Feb 16, 2018 | M | 7,658 | D | May 20, 2010 | May 20, 2019 | Common Stock | 7,658 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $142.62 to $142.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This option vested in full on May 20, 2010.