SEC Form 4 · accession 0001209191-17-067002
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery W Yabuki
Officer — President and CEO · Director
Period of report
Dec 21, 2017
Accepted (ET)
Dec 22, 2017 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 21, 2017 | S | 13,900 | $131.09 | D | 223,151 | D | |
| Common StockF1,F4 | Dec 21, 2017 | S | 3,100 | $131.57 | D | 220,051 | D | |
| Common StockF5 | holding | — | — | — | 118,214 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
- F2This transaction was executed in multiple trades at prices ranging from $130.51 to $131.425. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Includes 216 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
- F4This transaction was executed in multiple trades at prices ranging from $131.43 to $132.065. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.