SEC Form 4 · accession 0001209191-17-011620
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denis Oleary
Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | M | 2,530 | $24.70 | A | 24,138 | D | |
| Common Stock | Feb 14, 2017 | S | 2,530 | $110.10 | D | 21,608 | D | |
| Common Stock | Feb 14, 2017 | M | 6,124 | $25.50 | A | 27,732 | D | |
| Common StockF1 | Feb 14, 2017 | S | 6,124 | $110.06 | D | 21,608 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $24.70 | Feb 14, 2017 | M | 2,530 | D | May 21, 2008 | Jan 21, 2018 | Common Stock | 2,530 | 0 | D |
| Stock Option (right to buy)F3 | $25.50 | Feb 14, 2017 | M | 6,124 | D | May 20, 2009 | May 21, 2018 | Common Stock | 6,124 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $110.02 to $110.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This option vested in full on May 21, 2008.
- F3This option vested in full on May 20, 2009.