SEC Form 4 · accession 0001209191-16-108913
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W. Hau
Officer — Chief Financial Officer
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2016 | A | 25,404 | $0.00 | A | 25,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $98.41 | Mar 14, 2016 | A | 94,044 | A | Mar 14, 2019 | Mar 14, 2026 | Common Stock | 94,044 | 94,044 | D |
Explanation of responses
- F1One-half of these restricted stock units vest on the third and fourth anniversaries of the grant date.
- F2One-half of these options vest on the third and fourth anniversaries of the grant date.