SEC Form 4 · accession 0001209191-16-093233
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery W Yabuki
Officer — President and CEO · Director
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 20, 2016 | S | 3,000 | $86.95 | D | 311,799 | D | |
| Common StockF1,F3 | Jan 20, 2016 | S | 3,000 | $87.68 | D | 308,799 | D | |
| Common StockF1,F4 | Jan 20, 2016 | S | 2,100 | $88.42 | D | 306,699 | D | |
| Common StockF1,F5 | Jan 20, 2016 | S | 900 | $89.32 | D | 305,799 | D | |
| Common StockF1,F6 | Jan 21, 2016 | S | 2,000 | $90.04 | D | 303,799 | D | |
| Common StockF7 | holding | — | — | — | 61,714 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
- F2This transaction was executed in multiple trades at prices ranging from $86.39 to $87.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $87.35 to $88.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $88.17 to $88.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $89.20 to $89.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $90.00 to $90.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.