SEC Form 4 · accession 0001209191-15-086182
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery W Yabuki
Officer — President and CEO · Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2015 | G | 25,264 | $0.00 | D | 328,799 | D | |
| Common StockF1 | Dec 8, 2015 | G | 25,264 | $0.00 | A | 61,714 | I | By Trust |
| Common StockF2,F3 | Dec 16, 2015 | S | 7,500 | $93.34 | D | 321,299 | D | |
| Common StockF2,F4 | Dec 16, 2015 | S | 6,500 | $93.98 | D | 314,799 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
- F3This transaction was executed in multiple trades at prices ranging from $92.91 to $93.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $93.71 to $94.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.