SEC Form 4 · accession 0001181431-15-003265
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rahul Gupta
Officer — Group President
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | F | 1,044 | $79.05 | D | 91,972 | D | |
| Common Stock | Feb 20, 2015 | M | 30,000 | $26.25 | A | 121,972 | D | |
| Common Stock | Feb 20, 2015 | S | 30,000 | $78.38 | D | 91,972 | D | |
| Common Stock | Feb 20, 2015 | M | 34,850 | $26.53 | A | 126,822 | D | |
| Common Stock | Feb 20, 2015 | S | 34,850 | $78.38 | D | 91,972 | D | |
| Common StockF1 | Feb 22, 2015 | F | 984 | $79.05 | D | 90,988 | D | |
| Common StockF1 | Feb 23, 2015 | F | 939 | $78.81 | D | 90,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (right to buy) | $26.25 | Feb 20, 2015 | M | 30,000 | D | Dec 18, 2008 | Dec 18, 2016 | Common Stock | 30,000 | 0 | D |
| Common Stock (right to buy) | $26.53 | Feb 20, 2015 | M | 34,850 | D | Mar 30, 2008 | Mar 30, 2017 | Common Stock | 34,850 | 0 | D |
Explanation of responses
- F1Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.