SEC Form 4 · accession 0001181431-15-002940
FISERV INC · FISV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin P. Gregoire
Officer — Group President
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 18, 2015 | A | 4,112 | $0.00 | A | 47,684 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $79.05 | Feb 18, 2015 | A | 12,785 | A | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 12,785 | 12,785 | D |
Explanation of responses
- F1One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date.
- F2Includes 157 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
- F3One-third of these options vest on each anniversary of the grant date.