SEC Form 4 · accession 0001144204-15-024352
LAKELAND INDUSTRIES INC · LAKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher James Ryan
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 13, 1992
Accepted (ET)
Apr 22, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Nov 13, 1992 | P | 13,469 | $0.68 | A | 13,469 | D | |
| Common Stock, par value $.01 per share | Jul 14, 1995 | P | 1,464 | $2.77 | A | 14,933 | D | |
| Common Stock, par value $.01 per share | Jul 14, 1995 | P | 1,464 | $2.77 | A | 16,397 | D | |
| Common Stock, par value $.01 per share | Jul 14, 1995 | P | 1,464 | $2.77 | A | 17,861 | D | |
| Common Stock, par value $.01 per share | Jul 14, 1995 | P | 10,248 | $2.07 | A | 28,109 | D | |
| Common Stock, par value $.01 per share | Oct 13, 1999 | P | 1,464 | $2.24 | A | 29,573 | D | |
| Common Stock, par value $.01 per share | Dec 22, 2000 | P | 21,961 | $2.72 | A | 51,534 | D | |
| Common Stock, par value $.01 per share | Dec 22, 2000 | P | 1,464 | $2.72 | A | 52,998 | D | |
| Common Stock, par value $.01 per share | Dec 22, 2000 | P | 20,497 | $2.72 | A | 73,495 | D | |
| Common Stock, par value $.01 per share | Sep 5, 2001 | P | 177,427 | $4.43 | A | 250,922 | D | |
| Common Stock, par value $.01 per share | Aug 30, 2002 | P | 17,743 | $7.16 | A | 268,665 | D | |
| Common Stock, par value $.01 per share | Aug 31, 2003 | P | 19,517 | $8.11 | A | 288,182 | D | |
| Common Stock, par value $.01 per shareF1 | Feb 20, 2004 | M | 4,900 | $2.25 | A | 293,082 | D | |
| Common Stock, par value $.01 per share | Feb 14, 2005 | P | 4,027 | $16.67 | A | 297,109 | D | |
| Common Stock, par value $.01 per share | Apr 20, 2005 | P | 3,025 | $11.75 | A | 300,134 | D | |
| Common Stock, par value $.01 per share | May 30, 2005 | P | 21,469 | $11.84 | A | 321,603 | D | |
| Common Stock, par value $.01 per share | May 30, 2005 | P | 490 | $11.84 | A | 322,093 | D | |
| Common Stock, par value $.01 per share | Sep 1, 2006 | P | 23,616 | $13.76 | A | 345,709 | D | |
| Common Stock, par value $.01 per share | Sep 1, 2006 | P | 539 | $13.76 | A | 346,248 | D | |
| Common Stock, par value $.01 per share | Nov 9, 2007 | P | 6,275 | $11.27 | A | 352,523 | D | |
| Common Stock, par value $.01 per share | Jul 25, 2006 | P | 250 | $13.90 | A | 356,990 | D | |
| Common Stock, par value $.01 per shareF2 | Jul 25, 2006 | A | 125 | $0.00 | A | 357,115 | D | |
| Common Stock, par value $.01 per share | Sep 19, 2006 | P | 6,000 | $11.78 | A | 363,115 | D | |
| Common Stock, par value $.01 per shareF2 | Sep 19, 2006 | A | 3,000 | $0.00 | A | 366,115 | D | |
| Common Stock, par value $.01 per shareF3 | Mar 17, 2009 | A | 4,991 | $0.00 | A | 371,106 | D | |
| Common Stock, par value $.01 per shareF4 | Jun 21, 2009 | A | 6,050 | $0.00 | A | 377,156 | D | |
| Common Stock, par value $.01 per shareF5 | Jun 21, 2009 | F | 2,643 | $8.00 | D | 374,513 | D | |
| Common Stock, par value $.01 per shareF5 | Jul 29, 2009 | F | 39 | $7.65 | D | 374,474 | D | |
| Common Stock, par value $.01 per shareF5 | Sep 18, 2009 | F | 1,124 | $11.78 | D | 373,350 | D | |
| Common Stock, par value $.01 per shareF3 | Mar 15, 2011 | A | 8,087 | $0.00 | A | 381,437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $1.86 | Jan 31, 2004 | M | 4,900 | A | Jul 1, 1994 | Feb 20, 2004 | Common Stock | 4,900 | 4,900 | D |
Explanation of responses
- F1Represents 4,900 shares acquired as a result of Reporting Person's exercise of a stock option awarded on August 20, 2004.
- F2Restricted Shares granted pursuant to the 2006 Incentive Plan which vest on the third anniversary of the date of grant.
- F3Restricted Shares granted pursuant to the 2009 Restricted Stock Plan which vest on the second anniversary of the date of grant.
- F4Restricted Shares granted pursuant to the 2009 Restricted Stock Plan which vest on the third anniversary of the date of grant.
- F5Shares withheld by issuer to pay tax on vested stock previously granted under the 2006 Incentive Plan.
Remarks
This Form 4 is being filed by Reporting Person to correct certain transactions incorrectly reported by the Reporting person from the time Reporting Person first became subject to the filing requirements of Section 16 of the Securities Exchange Act of 1934, as amended, in November 1992 (the "Initial Filing Date"). For ease of reference, this Form 4, collectively with the Form 4 filed on April 22, 2015 (Date of Earliest Transaction: 03/17/2011), includes all of Reporting Person's transactions in the securities of the Issuer since the Initial Filing Date.