SEC Form 4 · accession 0001209191-18-042573
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Harkenrider
Officer — President Broadband Systems
Period of report
Jul 12, 2018
Accepted (ET)
Jul 13, 2018 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.0001 par value common stock | Jul 12, 2018 | M | 10,866 | $36.30 | A | 19,557 | D | |
| $.0001 par value common stockF2 | Jul 12, 2018 | S | 10,866 | $70.03 | D | 8,691 | D | |
| $.0001 par value common stock | holding | — | — | — | 2,404 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option, right to buyF3 | $36.30 | Jul 12, 2018 | M | 10,866 | D | — | Nov 10, 2018 | common stock | 10,866 | 0 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Trading Plan adopted on June 11, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.12 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The option vested in 4 equal annual installments beginning on 11/10/2013 and ending on 11/10/2016.