SEC Form 4 · accession 0001209191-18-042263
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Harkenrider
Officer — President Broadband Systems
Period of report
Jul 9, 2018
Accepted (ET)
Jul 11, 2018 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.0001 par value common stockF2 | Jul 9, 2018 | M | 4,686 | $36.30 | A | 13,377 | D | |
| $.0001 par value common stock | Jul 9, 2018 | S | 4,686 | $70.00 | D | 8,691 | D | |
| $.0001 par value common stock | Jul 10, 2018 | M | 4,448 | $36.30 | A | 13,139 | D | |
| $.0001 par value common stockF3 | Jul 10, 2018 | S | 4,448 | $70.04 | D | 8,691 | D | |
| $.0001 par value common stockF4 | holding | — | — | — | 2,404 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option, right to buyF5 | $36.30 | Jul 9, 2018 | M | 4,686 | D | — | Nov 10, 2018 | common stock | 4,686 | 15,314 | D |
| stock option, right to buyF5 | $36.30 | Jul 10, 2018 | M | 4,448 | D | — | Nov 10, 2018 | common stock | 4,448 | 10,866 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Trading Plan adopted on June 11, 2018.
- F2Includes 42 shares of common stock the reporting person acquired under the ViaSat Employee Stock Purchase Plan ("ESPP") on June 29, 2018.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.12 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4Includes 192 shares of common stock the reporting person acquired under the ViaSat 401(k)Plan, since the date of the reporting person's last ownership report.
- F5The option vested in 4 equal annual installments beginning on 11/10/2013 and ending on 11/10/2016.