SEC Form 4 · accession 0001209191-18-037660
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B Allen Lay
Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 14, 2018 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $0.0001 Par Value Common Stock | Jun 13, 2018 | M | 5,000 | $38.21 | A | 5,000 | D | |
| $0.0001 Par Value Common Stock | Jun 13, 2018 | S | 5,000 | $64.00 | D | 0 | D | |
| $0.0001 Par Value Common StockF1 | holding | — | — | — | 316,613 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option (right to buy)F2 | $38.21 | Jun 13, 2018 | M | 5,000 | D | — | Sep 20, 2018 | common stock | 5,000 | 0 | D |
Explanation of responses
- F1186,026 shares are held by Lay Ventures, L.P. Mr. Lay and his wife are general partners of Lay Ventures, L.P. In addition, Mr. Lay and his wife are the trustees of The Lay Living Trust which holds 130,587 shares. The Lay Living Trust owns a 2% interest in Lay Ventures, L.P. Mr. Lay disclaims beneficial ownership of the shares held by Lay Ventures, L.P. except to the extent of his pecuniary interest therein.
- F2The stock option became exercisable on 09/20/2013.