SEC Form 4 · accession 0001209191-16-140459
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Dankberg
Officer — Chief Executive Officer · Director
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $0.0001 par value common stock | Sep 6, 2016 | M | 26,250 | $41.52 | A | 26,250 | D | |
| $0.0001 par value common stockF2 | Sep 6, 2016 | S | 25,750 | $75.26 | D | 500 | D | |
| $0.0001 par value common stockF3 | Sep 6, 2016 | S | 500 | $75.96 | D | 0 | D | |
| $0.0001 par value common stock | holding | — | — | — | 1,522,378 | I | By Trust | |
| $0.0001 par value common stock | holding | — | — | — | 1,588 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option (right to buy)F4 | $41.52 | Sep 6, 2016 | M | 26,250 | D | — | Nov 10, 2016 | common stock | 26,250 | 0 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Trading Plan adopted on June 13, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.85 to $75.79, inclusive. The Reporting Person undertakes to provide ViaSat, Inc., any security holder of ViaSat, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.86 to $76.04, inclusive. The Reporting Person undertakes to provide to ViaSat, Inc., any security holder of ViaSat, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The option vested in four (4) equal annual installments beginning on 11/10/2011 and ending on 11/10/2014.