SEC Form 4 · accession 0001209191-16-137650
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Baldridge
Officer — Chief Operating Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $0.0001 par value common stock | Aug 15, 2016 | M | 17,428 | $41.52 | A | 17,428 | D | |
| $0.0001 par value common stockF2 | Aug 15, 2016 | S | 17,428 | $75.11 | D | 0 | D | |
| $0.0001 par value common stock | holding | — | — | — | 143,113 | I | By Trust | |
| $0.0001 par value common stock | holding | — | — | — | 2,069 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option (right to buy)F3 | $41.52 | Aug 15, 2016 | M | 17,428 | D | — | Nov 10, 2016 | common stock | 17,428 | 0 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Trading Plan adopted on June 16, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.39, inclusive. The Reporting Person undertakes to provide ViaSat, Inc., any security holder of ViaSat, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The option vested in four (4) equal annual installments beginning on 11/10/2011 and ending on 11/10/2014.