SEC Form 4 · accession 0001209191-16-130717
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken Allen Peterman
Officer — Senior Vice President
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 1:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.0001 par value common stock | Jun 30, 2016 | M | 4,250 | $47.42 | A | 10,846 | D | |
| $.0001 par value common stockF2 | Jun 30, 2016 | S | 2,713 | $70.52 | D | 8,133 | D | |
| $.0001 par value common stockF3,F4 | Jun 30, 2016 | S | 1,537 | $71.11 | D | 6,806 | D | |
| $.0001 par value common stockF5 | holding | — | — | — | 399 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock optionF6 | $47.42 | Jun 30, 2016 | M | 4,250 | D | — | Apr 26, 2019 | common stock | 4,250 | 4,250 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Trading Plan adopted on June 13, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.01 to $70.99, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.03 to $71.29 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
- F4Includes 210 shares purchased under the ViaSat Employee Stock Purchase Plan ("ESPP") on 06/30/2016.
- F5Includes 162 shares of common stock the reporting person acquired under the ViaSat 401(k) Plan since the date of the reporting person's last ownership report.
- F6The option vests in four (4) equal annual installments of 4,250 shares beginning on 04/26/14.