SEC Form 4 · accession 0001209191-15-075070
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Estes
Officer — Senior Vice President
Period of report
Oct 7, 2015
Accepted (ET)
Oct 9, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.0001 par value common stock | Oct 7, 2015 | M | 17,500 | $41.52 | A | 28,849 | D | |
| $.0001 par value common stock | Oct 7, 2015 | S | 17,500 | $70.00 | D | 11,349 | D | |
| $.0001 par value common stock | Oct 7, 2015 | M | 14,063 | $44.53 | A | 25,412 | D | |
| $.0001 par value common stock | Oct 7, 2015 | S | 14,063 | $70.00 | D | 11,349 | D | |
| $.0001 par value common stock | Oct 7, 2015 | M | 10,000 | $36.30 | A | 21,349 | D | |
| $.0001 par value common stock | Oct 7, 2015 | S | 10,000 | $70.00 | D | 11,349 | D | |
| $.0001 par value common stock | holding | — | — | — | 1,644 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock optionF2 | $41.52 | Oct 7, 2015 | M | 17,500 | D | — | Nov 10, 2016 | common stock | 17,500 | 0 | D |
| stock optionF3 | $44.53 | Oct 7, 2015 | M | 14,063 | D | — | Nov 10, 2017 | common stock | 14,063 | 4,687 | D |
| stock optionF4 | $36.30 | Oct 7, 2015 | M | 10,000 | D | — | Nov 12, 2018 | common stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Trading Plan adopted on March 6, 2015.
- F2The option vested in four (4) equal annual installments beginning on November 10, 2011 and ending on November 10, 2014.
- F3The option vests in four (4) equal annual installments beginning on November 10, 2012 and ending on November 10, 2015.
- F4The option vests in four (4) equal annual installments beginning on November 10, 2013 and ending on November 10, 2016.