SEC Form 4 · accession 0001209191-15-072606
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Baldridge
Officer — Chief Operating Officer
Period of report
Sep 28, 2015
Accepted (ET)
Sep 30, 2015 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $0.0001 par value common stock | Sep 28, 2015 | M | 7,440 | $29.45 | A | 7,440 | D | |
| $0.0001 par value common stockF2 | Sep 28, 2015 | S | 7,440 | $65.03 | D | 0 | D | |
| $0.0001 par value common stock | Sep 30, 2015 | M | 700 | $29.45 | A | 700 | D | |
| $0.0001 par value common stock | Sep 30, 2015 | S | 700 | $65.00 | D | 0 | D | |
| $0.0001 par value common stock | holding | — | — | — | 133,514 | I | By Trust | |
| $0.0001 par value common stock | holding | — | — | — | 1,913 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option (right to buy)F3 | $29.45 | Sep 28, 2015 | M | 7,440 | D | — | Nov 10, 2015 | common stock | 7,440 | 67,560 | D |
| stock option (right to buy)F3 | $29.45 | Sep 30, 2015 | M | 700 | D | — | Nov 10, 2015 | common stock | 700 | 66,860 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Trading Plan adopted on March 9, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.17, inclusive. The Reporting Person undertakes to provide to ViaSat, Inc., any security holder of ViaSat, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The option vested in four (4) equal annual installments beginning on 11/10/2010 and ending on 11/10/2013.