SEC Form 4 · accession 0001209191-15-072602
VIASAT INC · VSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Harkenrider
Officer — Executive Vice President
Period of report
Sep 28, 2015
Accepted (ET)
Sep 30, 2015 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.0001 par value common stock | Sep 28, 2015 | M | 10,000 | $28.28 | A | 13,844 | D | |
| $.0001 par value common stockF2 | Sep 28, 2015 | S | 10,000 | $65.00 | D | 3,844 | D | |
| $.0001 par value common stock | holding | — | — | — | 1,876 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option, right to buyF3 | $28.28 | Sep 28, 2015 | M | 10,000 | D | — | Feb 11, 2016 | common stock | 10,000 | 0 | D |
Explanation of responses
- F1Transaction pursuant to Rule 10b5-1 Trading Plan adopted on June 1, 2015.
- F2Includes 559 shares of common stock the reporting person acquired under the ViaSat 401(k)Plan and 257 shares acquired under the ViaSat Employee Stock Purchase Plan ("ESPP").
- F3The option vested in 4 equal annual installments beginning on 02/11/2011 and ending on 02/11/2014.