SEC Form 4 · accession 0001567619-19-004703
OCCIDENTAL PETROLEUM CORP /DE/ · OXY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Edward A. Lowe
Officer — Executive Vice President
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | A | 20,007 | $0.00 | A | 172,436 | D | |
| Common Stock | Feb 13, 2019 | F | 7,869 | $65.85 | D | 164,567 | D | |
| Common Stock | Feb 13, 2019 | A | 731 | $0.00 | A | 165,298 | D | |
| Common Stock | Feb 13, 2019 | F | 284 | $65.85 | D | 165,014 | D | |
| Common Stock | Feb 15, 2019 | A | 23,441 | $0.00 | D | 188,455 | D | |
| Common StockF4 | holding | — | — | — | 1,177 | I | By OPC Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan (2015 LTIP).
- F2Represents shares of common stock withheld to satisfy tax withholding obligations.
- F3Award of restricted stock units (RSUs) pursuant to the 2015 LTIP. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning on February 28, 2020.
- F4Based on a plan statement dated February 14, 2019.