SEC Form 4 · accession 0001567619-19-004685
OCCIDENTAL PETROLEUM CORP /DE/ · OXY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcia E. Backus
Officer — SVP, GC & CCO
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | A | 6,211 | $0.00 | A | 80,732 | D | |
| Common Stock | Feb 13, 2019 | F | 2,439 | $65.85 | D | 78,293 | D | |
| Common Stock | Feb 15, 2019 | A | 20,093 | $0.00 | A | 98,386 | D | |
| Common StockF4 | holding | — | — | — | 1,541 | I | By OPC Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan (2015 LTIP).
- F2Represents shares of common stock withheld to satisfy tax withholding obligations.
- F3Award of restricted stock units (RSUs) pursuant to the 2015 LTIP. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning on February 28, 2020.
- F4Based on a plan statement dated February 14, 2019.