SEC Form 4 · accession 0001140361-18-032426
OCCIDENTAL PETROLEUM CORP /DE/ · OXY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C. Elliott
Officer — Senior Vice President
Period of report
Jul 11, 2018
Accepted (ET)
Jul 13, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2018 | A | 6,651 | $0.00 | A | 60,435 | D | |
| Common Stock | Jul 11, 2018 | F | 2,618 | $83.93 | D | 57,817 | D | |
| Common Stock | Jul 11, 2018 | A | 2,585 | $0.00 | A | 60,402 | D | |
| Common Stock | Jul 11, 2018 | F | 1,018 | $83.93 | D | 59,384 | D | |
| Common Stock | Jul 12, 2018 | F | 1,691 | $84.56 | D | 57,693 | D | |
| Common StockF3 | holding | — | — | — | 5,181 | I | By OPC Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan.
- F2Represents shares of common stock withheld to satisfy tax withholding obligations.
- F3Based on a plan statement dated July 11, 2018.