SEC Form 4 · accession 0001140361-18-032424
OCCIDENTAL PETROLEUM CORP /DE/ · OXY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcia E. Backus
Officer — SVP, GC & CCO
Period of report
Jul 11, 2018
Accepted (ET)
Jul 13, 2018 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2018 | A | 9,755 | $0.00 | A | 78,366 | D | |
| Common Stock | Jul 11, 2018 | F | 3,839 | $83.93 | D | 74,527 | D | |
| Common Stock | Jul 11, 2018 | A | 3,791 | $0.00 | A | 78,318 | D | |
| Common Stock | Jul 11, 2018 | F | 1,492 | $83.93 | D | 76,826 | D | |
| Common Stock | Jul 12, 2018 | F | 2,305 | $84.56 | D | 74,521 | D | |
| Common StockF3 | holding | — | — | — | 1,404 | I | By OPC Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan.
- F2Represents shares of common stock withheld to satisfy tax withholding obligations.
- F3Based on a plan statement dated July 11, 2018.