SEC Form 4 · accession 0001140361-16-085806

· OXY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 8, 2016

Accepted (ET)

Nov 10, 2016 · 2:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000797468

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Nov 8, 2016	S	4,500	$66.77	D	1,592,119	D
Common Stock^F3	Nov 10, 2016	S	4,500	$66.31	D	1,587,619	D
Common Stock^F4	holding	—	—		—	14,449	I	By OPC Savings Plan

No Table II lines on this filing.

F1The sales reported in this Form 4 were effected pursuant to two Rule 10b5-1 trading plans adopted by the reporting person on October 30, 2015 and June 20, 2016.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.61 to $66.97, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.94 to $66.54, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
F4Based on a plan statement dated October 31, 2016.