SEC Form 4 · accession 0001140361-16-072613
OCCIDENTAL PETROLEUM CORP /DE/ · OXY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vicki A. Hollub
Officer — President and CEO · Director
Period of report
Jul 13, 2016
Accepted (ET)
Jul 15, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2016 | A | 4,470 | $0.00 | A | 34,543 | D | |
| Common Stock | Jul 13, 2016 | F | 1,266 | $76.83 | D | 33,277 | D | |
| Common Stock | Jul 13, 2016 | A | 31,238 | $0.00 | A | 64,515 | D | |
| Common StockF2 | holding | — | — | — | 15,725 | I | By OPC Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock units under the issuer's 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon vest. The restricted stock units vest in three equal annual installments beginning on July 12, 2017.
- F2Based on a plan statement dated June 30, 2016.