SEC Form 4 · accession 0001140361-16-072341

· OXY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Jul 8, 2016

Accepted (ET)

Jul 12, 2016 · 7:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000797468

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 8, 2016	M	551	—	A	8,856	D
Common Stock	Jul 8, 2016	D	275	$76.13	D	8,581	D
Common Stock	Jul 8, 2016	F	76	$76.13	D	8,505	D
Common Stock^F1	Jul 9, 2016	M	630	—	A	9,135	D
Common Stock	Jul 9, 2016	D	315	$76.13	D	8,820	D
Common Stock	Jul 9, 2016	F	87	$76.13	D	8,733	D
Common Stock^F4	holding	—	—		—	4,053	I	By OPC Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Long-Term Incentive Units^F1,F2	—	Jul 8, 2016	M	551	D	—	—	Common Stock	551	552	D
Long-Term Incentive Units^F1,F3	—	Jul 9, 2016	M	630	D	—	—	Common Stock	630	0	D

F1Long-term incentive units ("LTIs") are payable 50% in shares of the issuer's common stock and 50% in cash based on the value of a share of the issuer's common stock on the applicable vesting date. LTIs vest in three equal installments beginning on the first anniversary of the grant date.
F2On July 9, 2014, the reporting person was granted an award of 1,570 LTIs, which was adjusted upward by 85 LTIs in connection with the spin-off of California Resources Corporation.
F3On July 10, 2013, the reporting person was granted an award of 1,793 LTIs, which was adjusted upward by 97 LTIs in connection with the spin-off of California Resources Corporation.
F4Based on a plan statement dated June 30, 2016.