SEC Form 4 · accession 0001104659-15-082808
OCCIDENTAL PETROLEUM CORP /DE/ · OXY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen I Chazen
Officer — President and CEO · Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2015 | G | 45,000 | $0.00 | D | 1,960,363 | D | |
| Common Stock | Nov 3, 2015 | G | 10,000 | $0.00 | D | 1,950,363 | D | |
| Common StockF1 | Dec 1, 2015 | S | 2,500 | $75.20 | D | 1,947,863 | D | |
| Common StockF2,F3 | Dec 3, 2015 | S | 2,500 | $74.61 | D | 1,946,761 | D | |
| Common StockF4 | holding | — | — | — | 13,433 | I | By OPC Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.17 to $75.21, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4. The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.40 to $74.84, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4. The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2015.
- F3Includes 1,398 shares acquired between July 2015 and November 2015 through dividend reinvestment. Fractional shares have been rounded to the nearest whole number.
- F4Based on a plan statement dated December 1, 2015.