SEC Form 4/A · accession 0000797465-16-000031
HG Holdings, Inc. · STLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Justyn Rendal Putnam
Director
Period of report
May 19, 2016
Accepted (ET)
May 26, 2016 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000797465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 19, 2016 | A | 6,098 | $0.00 | A | 6,098 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award will vest on the day before the Company's annual meeting at which directors are elected in 2019.
- F2Does not include 740,896 shares held by Talanta Fund, L.P. (the "Fund")over which the Reporting Person shares voting and dispositive power as a result of his service as managing member of he Fund's general partner. Also does not include an aggregate of 1,504,255 shares held by Hale Partnership Fund L.P., MGEN II-Hale Fund, L.P. and Clark-Hale Fund, L.P. which, together with certain affiliates, filed a Schedule 13D with the Fund, the Fund's general partner and the Reporting Person that was most recently amended on March 2, 2016. This amendment is being filed to add this footnote 2, which was inadvertently omitted from the original filing.