SEC Form 4 · accession 0001171843-15-000064
PREMIER EXHIBITIONS, INC. · PRXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel S. Weiser
Officer — Executive Chairman · Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par valueF1 | Jan 1, 2015 | M | 5,632 | — | A | 148,294 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | $0.00 | Jan 1, 2015 | M | 5,632 | D | Jan 1, 2015 | Jan 1, 2015 | Common Stock | — | 0 | D |
Explanation of responses
- F1Restricted Stock Units granted pursuant to the 2009 Equity Incentive Plan vested on a pro rata basis on 1/1/2015 pursuant to the terms of the grant. Each Restricted Stock Unit represented the contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
- F2On August 28, 2014, the reporting person was appointed as Executive Chairman and waived all compensation as a member of the Board during his service as Executive Chairman.