SEC Form 3 · accession 0000899243-18-008211
PREMIER EXHIBITIONS, INC. · PRXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alta Fundamental Advisers LLC
10% Owner
Period of report
Mar 20, 2018
Accepted (ET)
Mar 20, 2018 · 9:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 317,575 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 526,396 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 213,653 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly held by an account managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in the account. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
- F2These securities are directly held by an account managed by Alta. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
- F3These securities are directly held by an account managed by Alta. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.