SEC Form 4 · accession 0000796505-18-000011
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald G Roth
Director · 10% Owner · Other
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2018 | P | 411 | $12.10 | A | 1,225,742 | D | |
| Common StockF1 | May 3, 2018 | P | 2,654 | $12.19 | A | 1,228,396 | D | |
| Common Stock | May 4, 2018 | P | 1,935 | $12.25 | A | 1,330,331 | D | |
| Common Stock | holding | — | — | — | 176,760 | I | Shares Held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.15 to $12.20.