SEC Form 4 · accession 0000796505-18-000001
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Herzog
Officer — Chief Financial Officer
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 2:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (ESPP)F1 | Dec 31, 2017 | A | 97 | $10.41 | A | 46,278 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase of Common Shares through Employee Stock Purchase Plan for period July 1-December 31, 2017. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on December 31, 2017.