SEC Form 4 · accession 0000796505-17-000023
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Herzog
Officer — Chief Financial Officer
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 21, 2017 | F | 777 | $13.60 | D | 50,356 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax by withholding shares on vesting the third 10% of restricted stock that was granted on August 21, 2014.
- F2Since the last ownership report, shares beneficially owned by the reporting person reflects the exempt transfer under Section 16 of 204 shares pursuant to an agreement dated May 19, 2017.