SEC Form 4 · accession 0000796505-17-000020
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl Beranek
Officer — Chief Executive Officer · Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (ESPP)F1 | Jun 30, 2017 | A | 463 | $11.22 | A | 581,964 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase of Common Stock through Employee Stock Purchase Plan for period January 1-June 30, 2017. In accordance with the ESPP, these shares were based on 85% of the closing price on June 30, 2017.