SEC Form 4 · accession 0000796505-17-000015
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Herzog
Officer — Chief Financial Officer
Period of report
May 26, 2017
Accepted (ET)
May 31, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 26, 2017 | F | 2,061 | $13.88 | D | 50,778 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax by withholding shares on vesting the first 1/3 of restricted stock that was granted on May 26, 2016.
- F2Since the last ownership report, shares beneficially owned by the reporting person reflects the exempt transfer under Section 16 of 17,523 shares pursuant to an agreement dated May 19, 2017.