SEC Form 4 · accession 0000796505-17-000005
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles N Hayssen
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 1, 2017 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | M | 2,500 | $5.34 | A | 171,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Non-Qualified Stock Option (Right to Buy) | $5.34 | Feb 1, 2017 | M | 2,500 | D | Feb 21, 2012 | Feb 25, 2017 | Common Stock | 2,500 | 2,400 | D |