SEC Form 4 · accession 0000796505-16-000063
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Herzog
Officer — Chief Financial Officer
Period of report
Aug 21, 2016
Accepted (ET)
Aug 23, 2016 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2016 | F | 503 | $18.07 | D | 76,127 | D | |
| Common Stock | Aug 23, 2016 | F | 1,975 | $18.01 | D | 74,152 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax by withholding shares on vesting the second 10% of restricted stock that was granted on August 21, 2014.
- F2Payment of tax by withholding shares on vesting the fourth 20% of restricted stock that was granted on August 23, 2012.